Search Result

121 - 140 of 1430 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

SYSC 22.1 Application

As Published: 2016

SYSC 22.1 Application

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information