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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

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SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

As Published: 2007

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

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COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

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SYSC 4.7

As Published: 2015

SYSC 4.7

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COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

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IPRU-INV 5.4 Financial resources requirement

SUP 15.11 Notification of COCON breaches and disciplinary action

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

COLL 8.6 Termination, suspension, and schemes of arrangement

COLL 6.6A Duties of AFMs in relation to UCITS schemes

COBS 4.12 [deleted]

COCON 4.1 Specific guidance on individual conduct rules

SUP 10C.14 Changes to an FCA-approved person’s details

SUP 10C.10 Application for approval and withdrawing an application for approval

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]