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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

…

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

…

COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

…

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

…

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

…

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

…

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

…

PERG 15.5 Negative scope/exclusions

As Published: 2015

PERG 15.5 Negative scope/exclusions

…

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

…

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

…

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

…

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

…

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

…

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

…

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

…

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

As Published: 2016

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

…

EG 2.4 Case selection: Unauthorised business

As Published: 2016

EG 2.4 Case selection: Unauthorised business

…

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

As Published: 2016

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

…

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

…

EG 2.15 Decision making in the context of regulatory enforcement action

As Published: 2016

EG 2.15 Decision making in the context of regulatory enforcement action

…

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