Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

…

CONC 3.8 Financial promotions and communications: lenders

As Published: 2015

CONC 3.8 Financial promotions and communications: lenders

…

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

…

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

…

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

As Published: 2005

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

…

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

…

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

…

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CREDS 2.1 Application and purpose

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

BIPRU 14.2 Calculation of the capital requirement for CCR

PERG 3A.2 General issues

SUP 3.4 Auditors' qualifications

MCOB 13.8 Home purchase plans

SUP 15.14 Notifications under the Payment Services Regulations

SUP 10A.7 FCA required functions

SUP 10C.5 FCA governing functions: Executive

EG 7.1 The FCA’s use of sanctions

IPRU-INV 5.11 Position risk requirement