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COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

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SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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FEES 5.9 [deleted]

As Published: 2009

FEES 5.9 [deleted]

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MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

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MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

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PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

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PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

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CONC 4.5 Commissions

As Published: 2020

CONC 4.5 Commissions

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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GEN 7.2 Call charges

As Published: 2015

GEN 7.2 Call charges

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ICOBS 4.3 Remuneration disclosure

As Published: 2018

ICOBS 4.3 Remuneration disclosure

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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EG 2.6 Assisting overseas regulators

As Published: 2016

EG 2.6 Assisting overseas regulators

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

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DISP 1.10B Payment services and electronic money complaints reporting