Search Result

441 - 460 of 1078 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

IPRU-INV 4.1 APPLICATION

As Published: 2015

IPRU-INV 4.1 APPLICATION

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

CASS 7.14 Client money held by a third party

As Published: 2015

CASS 7.14 Client money held by a third party

FEES 5.5B Case fees

As Published: 2013

FEES 5.5B Case fees

SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

SYSC 4.8

As Published: 2015

SYSC 4.8

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals