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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

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REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

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REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

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SUP 15.2 Purpose

CONC 4.2 Pre-contract disclosure and adequate explanations

COLL 8.4 Investment and borrowing powers

MCOB 4.10 Home purchase plans: sales standards

REC 1.2 Purpose, status and quotations, notes or references

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

SUP 8.6 Publication of waivers

FEES 6.1 Application

BIPRU 12.6 Simplified ILAS

SYSC 10.2 Chinese walls

GEN 4.2 Purpose

SUP 10A.10 Customer-dealing functions

MAR 10.1 Application

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

SYSC 13.8 External events and other changes

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

COLL 4.5 Reports and accounts

REC 2.5 Systems and controls, algorithmic trading and conflicts