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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

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Similar To

RCB 4.2 Enforcement powers and penalties

DEPP 6.7 Discount for early settlement

COLL 4.5 Reports and accounts

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

FIT 2.2 Competence and capability

SYSC 4.5

EG 3.3 Reports by skilled persons (section 166)

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

DTR 8.2 Approval as a primary information provider

REC 2.3 Financial resources

EG 19.23 Electronic Money Regulations 2011

SYSC 19D.3 Remuneration principles

SYSC 19A.3 Remuneration principles for IFPRU investment firms

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COCON 1.2 Investments

EG 8.8 Other relevant powers

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

SYSC 6.3 Financial crime

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative