Search Result

921 - 940 of 1131 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 11A.3 Obtaining information for, and assessment of, affordability from the consumer and rejecting an application

As Published: 2018

MCOB 11A.3 Obtaining information for, and assessment of, affordability from the consumer and rejecting an application

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

MCOB 3B.1 Provision of general information

As Published: 2015

MCOB 3B.1 Provision of general information

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

COBS 19.1 Pension transfers, conversions, and opt-outs

As Published: 2007

COBS 19.1 Pension transfers, conversions, and opt-outs

COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

COBS 10.4 Assessing appropriateness: when it need not be done

As Published: 2017

COBS 10.4 Assessing appropriateness: when it need not be done

PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

CONC 5A.6 Interpretation

As Published: 2015

CONC 5A.6 Interpretation

COLL 9.4 Facilities in the United Kingdom for schemes recognised under section 272 of the Act

As Published: 2011

COLL 9.4 Facilities in the United Kingdom for schemes recognised under section 272 of the Act

PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

MIPRU 1.3 Remuneration and property valuation requirements for MCD creditors

As Published: 2015

MIPRU 1.3 Remuneration and property valuation requirements for MCD creditors

ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding