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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

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SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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PERG 7.5 When is it appropriate to apply for a certificate?

DEPP 6.4 Financial penalty or public censure

CONC 7.3 Treatment of customers in default or arrears (including repossessions): lenders, owners and debt collectors

MCOB 2.8 Record keeping

CASS 7A.2 Primary pooling events

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

PERG 4.13 Other exemptions

CASS 9.2 Prime broker's daily report to clients

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

CASS 10.2 Core content requirements

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

SUP 10A.7 FCA required functions

EG 18.1 Cancellation on the FCA’s own-initiative

DEPP 7.1 Application and purpose

FEES App 1.3 Application Fees

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

EG 20.3 Decision making under the CCA Order

SUP 21.1 Form of waiver for energy market participants

REC 2.1 Introduction