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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

DEPP 2.5 Provision for certain categories of decision

DTR 8.4 Continuing obligations

PERG 9.6 The investment condition (section 236(3) of the Act): general

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

COLL 4.3 Approvals and notifications

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REC 3.6 Constitution and governance

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REC 2.12 Availability of relevant information and admission of financial instruments to trading

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COLL 7.7 UCITS mergers

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

SYSC 3.2 Areas covered by systems and controls