Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

…

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

…

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP App 3.6 Freedom to provide services

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

FEES 1.1 Application and Purpose

APER 3.1 Introduction

DISP 2.7 Is the complainant eligible?

IPRU-INV 9 App 1 Interpretation

SUP 10A.17 Further questions [deleted]

PERG 16.3 Managing an AIF

BIPRU 8.5 Basis of consolidation

COBS 5.1 The distance marketing disclosure rules

BIPRU 2.1 Solo consolidation

BIPRU 8.6 Consolidated capital resources

SUP 4.5 Provisions applicable to all actuaries

CASS 5.6 Client money distribution

COLL 7.6 Schemes of arrangement

PERG 5.1 Application and purpose

COBS 14.2 Providing product information to clients

PERG 5.11 Other aspects of exclusions

DISP 3.3 Dismissal without consideration of the merits and test cases