Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

SUP 16.19 Immigration Act compliance reporting

As Published: 2014

SUP 16.19 Immigration Act compliance reporting

…

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

…

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

FEES 9.2 PSR fees

REC 2.7A Position management and position reporting in relation to commodity derivatives

PERG 4.2 Introduction

COBS 12.2 Investment research and non-independent research

EG 16.2 Disapplication orders

GEN 1.2 Referring to approval by the FCA

SUP 9.2 Making a request for individual guidance

CASS 7.11 Treatment of client money

DTR 8.2 Approval as a primary information provider

DEPP 1.2 Introduction to statutory notices

EG 19.23 Electronic Money Regulations 2011

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

SUP 16.19 Immigration Act compliance reporting

COBS 15.2 The right to cancel

SYSC 19C.1 General application and purpose