Search Result

441 - 460 of 1234 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

CONC 5A.5 Consequences of contravention of the cost caps

As Published: 2015

CONC 5A.5 Consequences of contravention of the cost caps

DTR 2.6 Control of inside information

As Published: 2016

DTR 2.6 Control of inside information

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards

COBS 20.4 Communications with with-profits policyholders

As Published: 2007

COBS 20.4 Communications with with-profits policyholders

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

COBS 19.1 Pension transfers, conversions, and opt-outs

As Published: 2007

COBS 19.1 Pension transfers, conversions, and opt-outs

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

CASS 9.4 Information to clients concerning custody assets and client money

As Published: 2014

CASS 9.4 Information to clients concerning custody assets and client money

MCOB 5.7 Business loans and loans to high net worth mortgage customers: tailored provisions

As Published: 2004

MCOB 5.7 Business loans and loans to high net worth mortgage customers: tailored provisions

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

As Published: 2015

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

ICOBS 6.2 Pre-contract information: general insurance contracts

As Published: 2015

ICOBS 6.2 Pre-contract information: general insurance contracts