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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

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EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

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COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

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REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

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Similar To

DEPP 6A.1 Introduction

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

MAR 5.6 Reporting requirements

COLL 11.4 Depositaries

CASS 5.5 Segregation and the operation of client money accounts

SUP 3.8 Rights and duties of auditors

SUP 10C.16 References and accurate information

GEN 6.1 Payment of financial penalties

REC 2.2 Method of satisfying the recognition requirements

EG 19.20 Payment Services Regulations 2017

EG 6.1 Publicity during FCA investigations

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

EG 19.15 The conduct of investigations under the Money Laundering Regulations

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

COCON 2.3 Firms: training and breaches

REC 4.2G Reports by skilled persons