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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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MCOB 8.2 Purpose

As Published: 2006

MCOB 8.2 Purpose

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MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

As Published: 2015

MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

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ICOBS 6A.2 Optional additional products

As Published: 2015

ICOBS 6A.2 Optional additional products

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

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SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

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REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

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BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

MCOB 5.7 Business loans and loans to high net worth mortgage customers: tailored provisions

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

SYSC 22.5 Giving references: additional rules and guidance for all firms

DISP App 3.6 Determining the effect of a breach or failing at step 1

SYSC 10.1 Application

ICOBS 8.4 Employers’ Liability Insurance

COLL 4.7 Key investor information and marketing communications

MCOB 2A.2 Tying practices

MCOB 8.6A Execution-only sales

SUP 4.3 Appointment of actuaries

SUP 8A.1 Application, purpose and interpretation

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974