Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

…

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

…

EG 4.3 Notification where a particular person is not yet under investigation

As Published: 2016

EG 4.3 Notification where a particular person is not yet under investigation

…

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

…

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

…

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

…

SUP 16.24 Retirement income data reporting

As Published: 2017

SUP 16.24 Retirement income data reporting

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

CONC 5.2 Creditworthiness assessment: before agreement [deleted]

COLL 6.4 Title and registers

COLL 8.5 Powers and responsibilities

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

DEPP 6.5A The five steps for penalties imposed on firms

SYSC 19C.3 Remuneration principles

EG 12.4 Liaison with other prosecuting authorities

COND 2.4 Appropriate resources

EG 19.20 Payment Services Regulations 2017

FIT 1.2 Introduction

SUP 10C.9 Minimising overlap with the PRA approved persons regime

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy