Search Result

141 - 160 of 794 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 8.8 Advanced prudential calculation approaches

As Published: 2006

BIPRU 8.8 Advanced prudential calculation approaches

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

BIPRU 3.1 Application and purpose

As Published: 2006

BIPRU 3.1 Application and purpose

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

As Published: 2016

IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

PERG 4.16 Mortgage activities

As Published: 2015

PERG 4.16 Mortgage activities

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers