Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

…

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

…

DISP App 3.11 Obligation to write letters to certain rejected complainants

As Published: 2017

DISP App 3.11 Obligation to write letters to certain rejected complainants

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CONC 15.1 Application

MCOB 4.8A Execution-only sales

PERG 14.6 Carrying on a regulated activity in the United Kingdom

PERG 14.4 Activities relating to home purchase plans

MCOB 5.4 Information on regulated mortgage contracts: general

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

COBS 18.2 Energy market activity and oil market activity

PERG 17.7 Examples

ICOBS 6.4 Pre- and post-contract information: protection policies

COLL 8.5 Powers and responsibilities

TC App 4.1 Appropriate Qualification tables

DISP App 1.6 Valuing Relevant Benefits

PERG 5.14 Exemptions

COLL 1.2 Types of authorised fund

COBS 12.4 Investment recommendations

COLL 8.6 Termination, suspension, and schemes of arrangement

DISP 1.4 Complaints resolution rules

DISP 3.3 Dismissal without consideration of the merits and test cases

DISP App 3.11 Obligation to write letters to certain rejected complainants