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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

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SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

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SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

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MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

As Published: 2006

MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

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COBS 18.5 Residual CIS operators and small authorised UK AIFMs

REC 6A.2 Removal of passport rights from EEA market operator

DISP 1.10 Complaints reporting rules

SUP 5.3 Policy on the use of skilled persons

ICOBS 6.4 Pre- and post-contract information: protection policies

PERG 5.15 Illustrative tables

COLL 12.2 UK UCITS management companies

DTR 8.5 Supervision of primary information providers

BIPRU 8.6 Consolidated capital resources

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

SYSC 4.8

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products