Search Result

141 - 160 of 1343 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments