Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

…

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

FEES 5.2 Introduction

SYSC 22.9 Records and transitionals

COLL 3.2 The instrument constituting the fund

SUP 16.1 Application

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

COND 1.1A Application

PERG 1.5 What other guidance about the perimeter is available from the FCA?

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading

PERG 4.1 Application and purpose

EG 19.20 Payment Services Regulations 2017

EG 6.1 Publicity during FCA investigations

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

CASS 5.4 Non-statutory client money trust

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes