Search Result

301 - 320 of 1391 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

COBS 6.2A Describing advice services [deleted]

As Published: 2010

COBS 6.2A Describing advice services [deleted]

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

EG 9.1 Introduction

As Published: 2016

EG 9.1 Introduction

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

COLL 6.6A Duties of AFMs in relation to UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements