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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

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SYSC 4.6

As Published: 2015

SYSC 4.6

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

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SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

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Similar To

REC 3.26 Proposals to make regulatory provision

SYSC 4.7

SUP 15.11 Notification of COCON breaches and disciplinary action

CASS 11.3 Responsibility for CASS operational oversight

DEPP 8.2 Use of the own-initiative variation of approval power: general

MAR 10.4 Position reporting

SUP 6.4 Applications for cancellation of permission

CREDS 2.2 General provisions

FEES App 1.2 Periodic Fees

SUP 8.1 Application and purpose

COLL 12.2 UK UCITS management companies

SYSC 5.2

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy