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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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Effective Period

Similar To

COLL 7.1 Introduction

ICOBS 7.2 Effects of cancellation

REC 6.8 Powers to supervise

REC 3.24 Transfers of ownership

GEN 1.2 Referring to approval by the FCA

PERG 6.3 Background

SUP 16.10 Verification of firm details

COLL 7.6 Schemes of arrangement

SYSC 10A.1 Application

COLL 11.2 Approval of a feeder UCITS

FEES 5.9 [deleted]

SUP 16.14 Client money and asset return

REC 2.8 Settlement and clearing facilitation services

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

PRIN 3.4 General

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

SYSC 3.1 Systems and controls

EG 11.3 The FCA’s choice of powers

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]