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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

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MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

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MCOB 5.5 Provision of illustrations

As Published: 2012

MCOB 5.5 Provision of illustrations

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MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

As Published: 2015

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

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CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

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SUP 8.3 Applying for a waiver

REC 3.26 Proposals to make regulatory provision

SUP 10A.13 Application for approval and withdrawing an application for approval

DISP 3.7 Awards by the Ombudsman

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

COBS 11.6 Use of dealing commission [deleted]

SUP 16.3 General provisions on reporting

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

DISP 4.2 Standard terms

EG 14.2 Choice of powers

EG 13.1 Introduction

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration