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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

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COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

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EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

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COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

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COLL 14.4 Income allocation and distribution

As Published: 2016

COLL 14.4 Income allocation and distribution

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COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

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PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

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PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

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DTR 1A.4 Fees

CASS 6.1 Application

RCB 4.2 Enforcement powers and penalties

REC 2.12 Availability of relevant information and admission of financial instruments to trading

RCB 1.1 Introduction to sourcebook

DTR 5.4 Aggregation of managed holdings

DTR 1A.2 Modifying rules and consulting the FCA

DTR 3.1

COLL 7.6 Schemes of arrangement