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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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SYSC 9.2 Credit institutions providing account information services or payment initiation services

As Published: 2018

SYSC 9.2 Credit institutions providing account information services or payment initiation services

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COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

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MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

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REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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EG 13.1 Introduction

As Published: 2016

EG 13.1 Introduction

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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COBS 11.6 Use of dealing commission [deleted]

REC 6.7 Notification rules for overseas recognised bodies

REC 2A.4 Power and procedure for RAP penalties and censures

INSPRU 1.2 Mathematical reserves

CREDS 2.2 General provisions

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

COLL 11.6 Winding up, merger and division of master UCITS

PERG 8.14 Other financial promotions

DISP 1.1A Complaints handling requirements for MiFID complaints

SUP 5.3 Policy on the use of skilled persons

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)