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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

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SUP 10A.13 Application for approval and withdrawing an application for approval

CREDS 8.3 Approved persons

DEPP 6.7 Discount for early settlement

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

EG 3.3 Reports by skilled persons (section 166)

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

DTR 8.2 Approval as a primary information provider

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

SYSC 4.5

FIT 2.2 Competence and capability

EG 19.23 Electronic Money Regulations 2011

REC 2.3 Financial resources

SYSC 19D.3 Remuneration principles

SYSC 19A.3 Remuneration principles for IFPRU investment firms

COCON 1.2 Investments

EG 8.8 Other relevant powers

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

SYSC 6.3 Financial crime

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative