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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

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CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

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FEES App 1 Annex 3 Emergencies [deleted]

As Published: 2019

FEES App 1 Annex 3 Emergencies [deleted]

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PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

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PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

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MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

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SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

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INSPRU 7.1 Application

SYSC 10.2 Chinese walls

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MCOB 9.5 Disclosure at the offer stage for equity release transactions

REC 6.1 Introduction and legal background

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

DTR 4.3A Reports on payments to governments

PERG 4.10B Regulation of buy to let lending

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]