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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

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EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

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SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

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COND 1.3 General

As Published: 2013

COND 1.3 General

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EG 4.13 Preliminary findings letters and preliminary investigation reports

As Published: 2016

EG 4.13 Preliminary findings letters and preliminary investigation reports

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EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

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SYSC 1.4 Application of SYSC 11 to 28A

As Published: 2006

SYSC 1.4 Application of SYSC 11 to 28A

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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