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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

EG 2.4 Case selection: Unauthorised business

As Published: 2016

EG 2.4 Case selection: Unauthorised business

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

As Published: 2007

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business