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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

…

PERG 13.2 General

As Published: 2011

PERG 13.2 General

…

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

…

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

…

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

As Published: 2017

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

…

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

…

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

…

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

…

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

…

PERG 15.2 General

As Published: 2011

PERG 15.2 General

…

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

…

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

…

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

…

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

…

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

…

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

…

EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

…

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

…

EG 19.15 The conduct of investigations under the Money Laundering Regulations

As Published: 2016

EG 19.15 The conduct of investigations under the Money Laundering Regulations

…

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

As Published: 2016

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

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