Search Result

361 - 380 of 1353 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

As Published: 2016

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2019

BIPRU 12.2 Adequacy of liquidity resources

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions