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MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

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DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

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PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

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COLL 14.3 Advisory committee

As Published: 2016

COLL 14.3 Advisory committee

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Similar To

DISP 3.6 Determination by the Ombudsman

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

RCB 3.5 Other notifications

CASS 11.2 Firm classification

ICOBS 4.4 Commission disclosure for commercial customers

CREDS 3A.1 Application and purpose

MAR 5A.5 Systems and controls for algorithmic trading

BIPRU 5.3 On balance sheet netting

GEN 4.3 Letter disclosure

DEPP 2.5 Provision for certain categories of decision

SUP 11.5 Notifications by firms

CONC 6.5 Assignment of rights

REC 4.5 FCA supervision of action by UK RIEs under their default rules

SYSC 1.4 Application of SYSC 11 to 28A

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

DISP 1.9 Complaints record rule

SYSC 9.1 General rules on record-keeping

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

PERG 13.7 The territorial application of MiFID [deleted]

COLL 14.3 Advisory committee