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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

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IPRU-INV 1.2 APPLICATION

As Published: 2015

IPRU-INV 1.2 APPLICATION

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PERG 4.17 Interaction with the Consumer Credit Act and consumer credit regulated activities

As Published: 2014

PERG 4.17 Interaction with the Consumer Credit Act and consumer credit regulated activities

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MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

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PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans

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TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

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PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

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IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2019

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

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Similar To

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

SUP 11.8 Changes in the circumstances of existing controllers

CASS 11.1 Application

SUP 3.10 Duties of auditors: notification and report on client assets

CONC 10.1 Application and purpose

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

PERG 9.10 Significance of being an open-ended investment company

COND 1.3 General

EG 9.2 The FCA’s general policy in this area

APER 4.7 Statement of Principle 7

CONC 10.2 Prudential resources requirements

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)