Related provisions for CASS 3.1.7A

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 2.5A.1RRP
1A firm must act honestly, fairly and professionally in accordance with the best interests of its customer.[Note: article 7(1) of the MCD]2
COLL 6.6B.2RRP
A depositary in carrying out its functions must act: (1) honestly, fairly, professionally and independently; and(2) solely in the interests of the UCITS scheme and its unitholders.[Note: article 25(2) first paragraph of the UCITS Directive]
CASS 6.4.2GRP
Firms are reminded of the client's best interests rule, which requires the firm to act honestly, fairly and professionally in accordance with the best interests of their clients. For any transactions involving retail clients carried out under this section the FCA expects that:55(1) the firm ensures that relevant collateral is provided by the borrower in favour of the client;(2) the current realisable value of the safe custody asset2 and of the relevant collateral is monitored
CASS 6.1.8GRP
Firms are reminded of the client's best interests rule, which requires them to act honestly, fairly and professionally in accordance with the best interests of their clients when structuring their business particularly in respect of the effect of that structure on firms' obligations under this chapter.
CASS 6.6.55GRP
In considering whether it should notify affected clients under CASS 6.6.54R (3), a firm should have regard to its obligations under the client's best interests rule to act honestly, fairly and professionally in accordance with the best interests of its clients, and to Principle 7 (communications with clients).