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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

SYSC 22.9 Records and transitionals

As Published: 2016

SYSC 22.9 Records and transitionals

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety