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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

As Published: 2015

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

PERG 16.1 Introduction

As Published: 2019

PERG 16.1 Introduction

COBS 14.3 Information about designated investments (non-MiFID provisions)

As Published: 2007

COBS 14.3 Information about designated investments (non-MiFID provisions)

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

CREDS 3A.2 Shares and deposits

As Published: 2016

CREDS 3A.2 Shares and deposits

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

MCOB 5A.1 Application and purpose

As Published: 2015

MCOB 5A.1 Application and purpose

DISP App 3.2 The assessment of a complaint

As Published: 2017

DISP App 3.2 The assessment of a complaint

CONC 4.8 Pre-contract: unfair business practices: consumer credit lending

As Published: 2018

CONC 4.8 Pre-contract: unfair business practices: consumer credit lending

COBS 18.7 Depositaries

As Published: 2007

COBS 18.7 Depositaries