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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

DEPP 4.2 Urgent statutory notice cases [deleted]

As Published: 2011

DEPP 4.2 Urgent statutory notice cases [deleted]

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

CONC 7.13 Data accuracy and outsourced activities

As Published: 2015

CONC 7.13 Data accuracy and outsourced activities

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background