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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

As Published: 2015

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

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REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

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EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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SYSC 1.4 Application of SYSC 11 to 28A

As Published: 2006

SYSC 1.4 Application of SYSC 11 to 28A

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EG 3.2B Information requests (section 122B)

As Published: 2016

EG 3.2B Information requests (section 122B)

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EG 3.2 Information requests (section 165)

As Published: 2016

EG 3.2 Information requests (section 165)

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DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

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EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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