Search Result

341 - 360 of 1501 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

COBS 18.8 OPS firms - non scope business [deleted]

As Published: 2007

COBS 18.8 OPS firms - non scope business [deleted]

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

CREDS 3A.2 Shares and deposits

As Published: 2016

CREDS 3A.2 Shares and deposits

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

CONC 2.5 Conduct of business: credit broking

As Published: 2014

CONC 2.5 Conduct of business: credit broking

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition