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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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REC 4.2E Information: compliance of UK recognised bodies with specified requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with specified requirements

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

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REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

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SYSC 4.5

As Published: 2015

SYSC 4.5

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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REC 3.23 Default

As Published: 2011

REC 3.23 Default

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

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COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

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BIPRU 12.2 Adequacy of liquidity resources

As Published: 2019

BIPRU 12.2 Adequacy of liquidity resources

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SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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