Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 10C.13 Variation of conditional and time-limited approvals

EG 6.2 Publicity during, or upon the conclusion of regulatory action

SUP 10C.10 Application for approval and withdrawing an application for approval

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

COLL 14.3 Advisory committee

BIPRU 8.7 Consolidated capital resources requirements

DTR 5.7 Notification of combined holdings

CASS 6.6 Records, accounts and reconciliations

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

PERG 16.2 What types of funds and businesses are caught?

BIPRU 11.5 Technical criteria on disclosure: General requirements

PERG 7.3 Does the activity require authorisation?

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

SYSC 10.1 Application

SUP App 2.15 Run-off plans for closed with-profits funds

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

COLL 6.8 Income: accounting, allocation and distribution

PERG 9.2 Introduction

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

GEN 6.1 Payment of financial penalties