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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

MCOB 2.3 Inducements: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

As Published: 2004

MCOB 2.3 Inducements: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

PERG 13.6 CRD IV [deleted]

As Published: 2007

PERG 13.6 CRD IV [deleted]

PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart

COND 1.1A Application

As Published: 2013

COND 1.1A Application

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment