Search Result

161 - 180 of 1281 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

CONC 10.3 Calculation of prudential resources

As Published: 2014

CONC 10.3 Calculation of prudential resources

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

MIPRU 4.2F Exposures and risk weights

As Published: 2015

MIPRU 4.2F Exposures and risk weights

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

RCB 3.4 Covered Bond issuance notifications

As Published: 2011

RCB 3.4 Covered Bond issuance notifications

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing