Search Result

161 - 180 of 290 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

BIPRU 9.2 Approach to be used

As Published: 2007

BIPRU 9.2 Approach to be used

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

IPRU-INV 5.5 Annual expenditure

As Published: 2016

IPRU-INV 5.5 Annual expenditure

SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

SYSC 13.10 Insurance

As Published: 2006

SYSC 13.10 Insurance

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

As Published: 2017

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

SUP 16.19 Immigration Act compliance reporting

As Published: 2014

SUP 16.19 Immigration Act compliance reporting

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2018 to 31 March 2019 [deleted]

As Published: 2013

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2018 to 31 March 2019 [deleted]

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

FEES App 1 Annex 1A Application Fees payable

As Published: 2024

FEES App 1 Annex 1A Application Fees payable

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1