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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

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COLL 6.6A Duties of AFMs in relation to UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

As Published: 2007

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

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SYSC 4.7

As Published: 2015

SYSC 4.7

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

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COCON 4.1 Specific guidance on individual conduct rules

EG 2.4 Case selection: Unauthorised business

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

SUP 10C.14 Changes to an FCA-approved person’s details

SUP 10C.10 Application for approval and withdrawing an application for approval

COLL 8.6 Termination, suspension, and schemes of arrangement

SUP 6.5 Ending authorisation

COBS 4.12 [deleted]

EG 4.11 Approach to interviews and interview procedures

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]