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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

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SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

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EG 10.3 Asset-freezing injunctions

REC 6.5 FCA decision on recognition

REC 3.19 Investigations

REC 3.12 Legal proceedings

SUP 5.2 The FCA’s power

TC 2.1 Assessing and maintaining competence

IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

EG 11.4 Determining the amount of restitution

SUP 4.4 Appropriate actuaries

REC 3.7 Auditors

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

DTR 4.4 Exemptions

MIPRU 4.4 Calculation of capital resources

REC 2.16 Complaints

EG 14.2 Choice of powers

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

DEPP 2.2 Warning notices and first supervisory notices

PERG 5.5 The regulated activities: dealing in contracts as agent

SYSC 22.5 Giving references: additional rules and guidance for all firms