Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

…

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

…

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

…

IPRU-INV 1.2 APPLICATION

As Published: 2015

IPRU-INV 1.2 APPLICATION

…

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

…

EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PRIN 4.1 Principles: MiFID business

DTR 1A.1 Application and purpose (Transparency rules)

CASS 11.4 Definition of client money and the discharge of fiduciary duty

CONC 6.8 Post contract business practices: credit brokers

COND 2.7 Business model

PERG 12.2 Establishing, operating or winding up a personal pension scheme

GEN 7.2 Call charges

EG 15.1 Introduction

CONC 12.1 Application and purpose

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

MAR 5A.4 Trading process requirements

IPRU-INV 11.2 MAIN REQUIREMENTS

PERG 16.3 Managing an AIF